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SUPERVISORY SECURITIES COMPLIANCE EXAMINER
The Office of Clearance & Settlement within the Division of Examinations is filling one position for a Supervisory Securities Compliance Examiner, SK-1831-17, in one of the following locations: Chicago, IL. The Division of Examinations' mission is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: (1) improve compliance; (2) prevent fraud; (3) monitor risk; and (4) inform policy. The results of the Division's examinations are used by the SEC to inform rule-making initiatives, identify and monitor risks, improve industry practices and pursue misconduct.If selected, you will join a well-respected team that is responsible f
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