Morgan Stanley has been serving ultra-high net worth individuals, corporates and asset owners in Asia for over 30 years. Leveraging strong connectivity to Morgan Stanley's renowned Investment Bank, Morgan Stanley Private Wealth Management Asia delivers the global resources, product expertise and personalized service needed to address the complex challenges of managing significant wealth:
Flow Products
Fund Investments
Alternatives & Privates
Financing Solutions
Strategy Advisory
Wealth Planning
Capital Markets Access
Cash Management
Why Morgan Stanley?
Morgan Stanley (NYSE: MS) is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With offices in more than 41 countries, our employees serve clients worldwide including corporations, governments, institutions and individuals.
Building on over 30 years of delivering first-class business in a first-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm's global reach, product leadership and investment expertise. To reinforce our commitment to the region, we have established Morgan Stanley Bank Asia Limited, a licensed bank in Hong Kong and a wholesale bank in Singapore, to conduct private wealth management business in Asia.
You'll find that the competitive compensation packages with benefits, the established career paths and our culture and values all make Morgan Stanley a great place to develop your career.
Morgan Stanley is an Equal Opportunity Employer. Learn more at:
Morgan Stanley Private Wealth Management provides highly customized financial advice, investment solutions and brokerage services to individuals, families, and foundations. As Morgan Stanley's premier service for individuals and families with significant means, we specialize in providing our clients with custom-tailored financial solutions and a level of sophistication and access to expertise and investments typically reserved for large corporations, financial institutions, and governments.
Within Private Wealth Management the Account Management Team (AMT) has four distinct functions: AML Advisory, Client Account Opening, Client Account Maintenance and Projects. This position lies within AML Advisory.
About the Role This role will support the Lead of AML Advisory to roll out a Source of Wealth ("SOW') uplift exercise for existing High/High-Plus accounts, perform ongoing SOW review for accounts with risk ranking upgrade or undergoing periodic review. tackle any ad-hoc SOW or relevant data remediation exercises.
Duties and Responsibilities The ideal candidate will have solid experience in conducting enhanced due diligence ("EDD") reviews in particular to client's SOW profile, drafting or reviewing SOW corroboration, providing guidance to Sales to uplift SOW profile. Compliance / AML / Sales assistant and Account Onboarding knowledge or experience at another top-tier Private Banking ("PB") is an advantage. ??? Review and analyze account profiles to identify gaps in SOW information and corroborations ??? Analyse collected data, perform sanity check and work with Sales team for further corroborations ??? Provide guidance to Sales team and perform desktop research to assist with benchmark analysis or account profiles updates as needed ??? Ensure name screening have been conducted and all adverse findings are cleared, documented and escalated properly ??? Support Head of AMT with implementing audit and compliance testing team action plans
Requirements ??? Strong research capability, analytical and organizational skills. ??? Strong communication skill, including the ability to deal with potentially contentious issues effectively and instruct/ advise Sales team. ??? Excellent verbal and written skills. Able to consolidate Chinese and English information into English summary precisely. ??? High attention to detail and problem-solving ability. ??? Ability to adapt and work efficiently in a fast-paced environment. ??? Able to work independently with minimal supervision and part of a team. ??? Self-motivated and enthusiastic.
Qualifications:
??? Bachelor's degree in Accounting/ Finance/ Banking required or equivalent education or experience. ??? 3+ years plus relevant working experience ??? Proficiency in English and Chinese ??? Ideally with previous experiences in Compliance/ AML/ Sales/ Onboarding within a PB.
