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Shape your Career with Citi
Citi Global Wealth (CGW) brings together the full power of Citi to serve the entire continuum of wealth clients, from affluent to ultra-high net worth to family offices.
We're currently looking for high caliber professionals to join our team based in Hong Kong. Being part of our team means that we'll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future. For instance:
Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country
We empower our employees to manage their financial well-being and help them plan for the future
We provide access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses
The Compl Bus Control Group Management is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achieve the objectives of the function. Applies in-depth understanding of the business impact of technical contributions. Strong commercial awareness is a necessity. Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions.
Responsibilities:
Oversees the building and maintaining the control/audit function working across a region/business
Responsible for, inventory management process, vendor business support and TPISA controls for Recovery.
Lead team to develop process improvements and value for end users via control team.
Lead continual assessment and improvement of the 3rd party Vendor oversight processes to include oversight of onsite and remote audits for 3rd parties, and ensuring compliance with Third Party policies .
Responsible for strategic planning, budgeting and policy formulation for the group including capacity planning and team development.
Responsible for interaction and thought leadership in working with both Internal Audit and External regulators, and ownership of quarter end control results reviews with Collections Leadership and Business Partners.
Responsible for change control process oversight for Collections and Recovery as well as oversight for multiple quality monitoring/quality control work.
Collaborate on changes and to internal and regulatory policies as well oversight for Compliance monitoring and testing.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Lead Digital initiatives, perform control assessments and provide advice to uplift control standards.
Ability to leverage automation to perform control monitoring and testing.
Qualifications:
10+ years of prior experience in regulatory compliance related work - Internal Audit, Risk management, Internal Procedures and Controls required
Proven ability to work cross-functionally exercising leadership through influence, persuasion and negotiation
Exemplary thought leadership skills; able to build and lead strategic initiatives
Excellent relationship management skills
History of interactions with both Internal and External Regulators
Education:
Bachelor's/University degree or equivalent experience, potentially Masters degree
Preferably with AML operation experience -------------------------------------------------
Job Family Group: Compliance and Control -------------------------------------------------
Job Family: Business Control ------------------------------------------------------
Time Type: Full time ------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .
View the " EEO is the Law " poster. View the EEO is the Law Supplement .
