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MAGNA-TILES

Bolingbrook, Illinois

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U.S. Securities and Exchange Commission

United States - Nationwide

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Chicago, Illinois

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Chicago, Illinois

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Chicago, Illinois

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Oak Brook, Illinois

Collier County Board of County Commissioners

Naples, Florida

PIMCO

Singapore, Singapore

State Street Corporation

Gda??sk, Poland

Goodman Masson

London, United Kingdom

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Manager/Assistant Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product due diligence request raised by business Coordinate BCP; perform UAT for system changes Implement and review the risk control mechanisms (e.g KRIs) and risk monitoring requirements on the private banking business Work on regulatory survey(s); conduct annual risk and control assessment to ensure relevant risks are identified with proper control being laid down Review po


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