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Intermediate Representative, Compliance & Control
Overview Supports the day-to-day efforts related to assessing whether assigned areas are in compliance with relevant laws, rules, regulations and policies and that control mechanisms are being deployed as expected. Under moderate supervision, assists with the monitoring and reporting of established controls and the implementation of new control procedures in response to regulatory changes or compliance issues. May begin to suggest changes to improve work processes. With moderate guidance, researches and collects data on compliance and control-related activities. Compiles data into a useable format for more senior team members. Duties and Responsibilities: Reviews and verifies that the activities of the assigned areas are al


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