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Manager, Business Unit Risk Compliance Liaison
The Wealth Management Solutions business group is hiring for a Manager, Business Unit Risk Compliance Liaison to work with the advisory team. This position will strengthen the business group's proactive risk management and support a robust compliance and supervisory program for Advisory products. This role will also provide compliance guidance along with recommendations to enhance processes, policies, and procedures. Key Responsibilities Review moderate-complexity issues, gather/research and track related information, and make recommendations, as appropriate. Work with business partners and senior leaders to implement business policies and/or procedures. Conduct proactive outreach to field members related to policies and procedures for
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