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CDH, P.C.

Itasca, Illinois

1891 Financial Life

Schaumburg, Illinois

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Manchester, United Kingdom

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London, United Kingdom

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Milton Keynes, United Kingdom

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Lake Mary,

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Compliance Controls Officer, Associate/VP - Compliance - London, United Kingdom
Responsibilities Job description The Compliance Testing Officer will be part of the London Wholesale Banking Compliance Testing team responsible for assessing compliance risks and controls implemented by the first and second lines of defence, including performing independent testing activities to assess the design and effectiveness of key controls designed to address compliance risks; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues. Key Activities ??? Participating in the planning, execution and reporting of compliance testing reviews for UK legal entities or at global level in accordance with the Annual


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